True peace of mind.
The reality is retirement plans face strict regulations and they do get audited. The Internal Revenue Service and Department of Labor aren’t shy about imposing harsh penalties for non-compliance. Our Plan Governance Services confirms every detail of your plan complies with the IRS and DOL’s ever-changing rules. We’re not just saying that: you’re protected by our No-charge Legal Guarantee* if your plan gets audited.
Plan Governance Services
Dramatically reduces audit risk
Ensures legal and administrative elements are in excellent shape
Provides No-charge Legal Defense in the event of audit
Relax, knowing our experts have your back.
We start at the beginning, by confirming every critical Plan Document is in place – including often-overlooked items like the Investment Policy Statement and Education Policy Statement. Our Governance team creates and maintains your library of quarterly Investment Committee Minutes. Every quarter your Plan’s investment performance is benchmarked against the market averages.
3(16) Administrator Services
Monitor Plan Documents and amendments
Eligibility determination assistance
Lead 401(k) review with Plan Sponsor
Determine and notify employer of eligibility dates
Ensure timeliness of all Plan contributions